Job Description
In House Counsel Jobs New York | JDHuntr 42566 Regulatory Investigator, Lenexa, KS
To apply go to JDHuntr.com
Conduct focused investigations of trading activities on the Exchanges to detect possible violations of Exchange Rules, By-Laws, and interpretations and policies, and the SEC rules and regulations thereunder, or other improper activities. Independently manage investigations from inception to conclusion and completing investigation steps in a timely manner that meet expected guidelines. Build and maintain a thorough understanding of the Exchanges trading and regulatory environments, as well as the broader securities industry, in areas such as markets, products, relevant rules and regulations, technologies and systems, processes and operational methodologies, and investigative techniques, while contributing in the creation of new investigative processes that address potential regulatory concerns
in house jobs, go in house with jdhuntr in house jobs, in house jobs California, in-house jobs CA, in house counsel jobs DC, in house counsel jobs Florida, in house counsel jobs NY, in-house legal jobs, legal jobs Los Angeles, legal jobs New York, legal jobs, law jobs, corporate counsel jobs, corporate lawyer jobs, general counsel jobs, lawyer jobs California, in-house jobs TX, in-house jobs NJ, in-house jobs IL, in-house jobs San Francisco, in-house jobs GA
Employment Type: Full-Time
Job Tags
Full time,
Similar Jobs
Acrisure
...entrepreneurial spirit and all that comes with it: innovation, client centricity and an indomitable will to win.Job Summary:The Learning Experience Designer (LXD) is an enterprise-focused role creating a variety of learning experiences that influence behavior, culture, and...
Minnesota Pollution Control Agency
...Working Title: Nutrient Management Lead Job Class: Environmental Specialist 4 Agency: Pollution Control Agency Job ID : 87410 Location : Various Telework Eligible : Yes Full/Part Time : Full-Time Regular/Temporary : Unlimited Who May Apply :...
Outreach Recruitment Agency
...Agent for a role that operates on a 24/7 shift basis,... ...incoming calls for assistance services and dispatch the... ...Responsibilities: Answer and handle incoming... ...Basic knowledge of home installations (considered... ...of Employment: ~ Work from home benefit....
The Structures Company, LLC
...Senior Systems Engineer LOCATION: Everett, WA PAY RATE: $108/hour We are a national staffing firm partnering with top-tier aerospace companies, and we are seeking first-class employees to join our clients teams! Job Details: Contract Length: 12 months...
MedAdventures
...Vermont. Job Description & Requirements ~ Specialty: Physical... ...and independence. No OASIS experience required this is not a home... ...Work With Us?~ Competitive Pay Your clinical skills are rewarded... ...Commitment to delivering high-quality, patient-centered care...